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Sovereignty (Rousseau)

The Social Contract

Sovereignty (Rousseau) is the people’s inalienable and indivisible authority to legislate through the general will. It is not a power that rulers may acquire for themselves or deputies exercise in the people’s place: government acts under the laws, while the assembled people alone can make those laws as sovereign. The distinction holds together Rousseau’s central political problem—how people can join in a common force yet remain free—and makes popular participation a condition of legitimate rule, not merely a means of choosing rulers.

The social compact and the general will

The social compact begins from a problem of collective self-preservation. Since people cannot create new forces but can unite and direct those they already possess, association must gather enough common strength to overcome resistance and act in concert. Its purpose is to defend each associate’s person and goods through the whole community’s force, while allowing each, in joining with all, to obey himself and remain as free as before.

The compact’s clauses reduce to the complete giving of each associate, with all rights, to the community. Because everyone gives on the same terms, no one has an interest in imposing harsher conditions on another. The resulting sovereign is not an external master contracted with the people: it is the political community acting collectively, whose common will takes legal form. In a civil state, natural liberty—limited only by an individual’s strength—and an unlimited claim to whatever one can seize give way to civil liberty, limited by the general will, and property founded on positive title rather than force or first occupation.

Law, assembly, and indivisibility

The sovereign has no force other than legislative power and acts only through laws, which are authentic acts of the general will. It can therefore act only when the people are assembled. Rousseau rejects the idea that popular assembly is inherently impossible: he invokes the Roman Republic, whose last census counted four hundred thousand citizens capable of bearing arms in Rome and whose empire contained more than four million citizens, excluding subjects, foreigners, women, children, and enslaved people. The scale of that example challenges the claim that collective sovereignty is feasible only in a small town.

Sovereignty is one and simple; dividing it would destroy it. Nor may one town or nation legitimately be subjected to another, because the political community must reconcile obedience with liberty, and the terms subject and sovereign meet in the citizen. Rousseau considers the union of several towns into one city harmful, while acknowledging the strategic problem of enabling small states to resist larger powers. If a state cannot be reduced to suitable limits, he proposes having no capital: the seat of government could move from town to town, with the Provincial Estates assembling in each in turn.

Representation and popular ratification

Rousseau traces the use of deputies to waning patriotism, the rise of private interest, the vastness of states, conquest, and abuses of government. Representation, he argues, cannot solve the underlying problem: sovereignty is inalienable because it resides in the general will, and will cannot be represented. It is either the same will or another; there is no substitute in between. Deputies are therefore stewards, not representatives empowered to make definitive acts. Any law the people have not ratified in person is null and void, not a law at all.

The contrast is sharply illustrated by England. Its people regard themselves as free, but Rousseau argues that they are free only during elections; once members of Parliament are elected, the people lose their brief exercise of liberty. He identifies representation as a modern inheritance from feudal government and notes that ancient republics and monarchies did not know the institution. Even in Rome, tribunes did not claim the people’s functions or pass a plebiscite on their own authority. The practical difficulty of direct participation is visible in the time of the Gracchi, when some citizens had to vote from rooftops; for Rousseau, such inconvenience does not outweigh the importance of right and liberty.

Government’s limits and the right of the people

The people’s legislative authority cannot be transferred by an agreement with particular rulers. To limit supreme authority is to destroy it, and it would be contradictory for the sovereign to set a superior over itself and bind itself to obey a master. A pact between the people and specified persons would be a particular act, not a law or an act of sovereignty, and so would be illegitimate. Without the guarantees of the civil state, such an arrangement would leave the parties under natural law, with the stronger party able to control whether its promises were carried out.

Government’s role is instead to administer the state under the sovereign’s laws. The compact requires citizens to obey the general will; when an individual refuses, the whole body may compel obedience, a condition Rousseau describes as being forced to be free. This collective enforcement is meant to secure citizens against personal dependence, not to make the government sovereign. If a prince ceases to administer according to law and usurps sovereign power, the state contracts into a body composed of the government, which becomes master and tyrant to the rest. The compact is then broken, and citizens recover their natural liberty; they are forced, but no longer bound, to obey. Sovereignty thus marks both the source of legitimate law and the boundary beyond which government becomes usurpation.

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